REGISTERED TRANSFER AGENTS

Ande has counseled and maintained Securities and Exchange Commission (SEC) compliance for registered transfer agents since 2013.

Transfer agents record changes of ownership, maintain issuer’s security holder records, cancel and issue certificates, and distribute dividends. Because transfer agents stand between issuing companies and security holders, efficient transfer agent operations are critical to the successful completion of secondary trades.

SEC Release 34-76743 dated December 22, 2015 brought Transfer Agents into new focus. Burchfield Law helps clients maintain compliance in a changing space.